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Garton & Associates Financial Advisors LLC 13F Filings, Portfolio & Analysis

CIK: 0002109857
Louisville 2319 Lime Kiln Lane, Suite A
Zip Code: 40222
Latest Portfolio Value
$41.01 M
-7.25%
Total Holdings
25
1
Latest Report Date
Q3 2026
Top 10 Concentration
75.89%

Garton & Associates Financial Advisors LLC — Portfolio Overview & Company Profile

Garton & Associates Financial Advisors LLC (CIK: 0002109857) is a financial institution headquartered at 2319 Lime Kiln Lane, Suite A, , Louisville, Kentucky 40222. The firm regularly files Form 13F with the U.S. Securities and Exchange Commission (SEC), disclosing its equity holdings and investment positions.

As of the latest reporting period (2026-09-30), the institution manages a portfolio valued at $41.01 M, comprising 25 distinct securities. Over its filing history, it has submitted 4 Form 13F reports.

To view the institution’s full SEC filing history:
🔗 View All SEC Filings

Q3 2026 — Top-10 concentration: 75.9%. Quarterly turnover: 20.5%. ▲ 7 new, +9 added, −8 reduced, ×6 exited.

Portfolio Summary (Q3 2026)

Top Sells

Q3 2026

Asset Allocation

Stocks/ETFs
-5.01%
$39.98 M 97.50%
Options
$0 0.00%
Debt
$0 0.00%
Other
-51.73%
$1.03 M 2.50%

Sector Allocation (Stocks)

Top Stock & ETF Holdings (Q3 2026)

Name Shares Market Value Weight Change Activity
18,915 $6.3 M 15.36% ▼ 147 Reduce -0.8%
14,168 $4.98 M 12.13% ▼ 367 Reduce -2.5%
13,425 $4.09 M 9.97% ▲ 923 Add 7.4%
16,026 $3.99 M 9.74% ▲ 399 Add 2.6%
52,575 $2.22 M 5.42% ▲ 1,668 Add 3.3%
22,752 $1.99 M 4.86% ▲ 10,227 Add 81.7%
55,208 $1.83 M 4.47% ▲ 55,208 New Buy
17,937 $1.81 M 4.42% ▲ 307 Add 1.7%
37,825 $1.69 M 4.12% ▲ 37,825 New Buy
16,690 $1.44 M 3.50% ▲ 7 Add 0.0%

Historical Portfolio Charts