Prospera Financial Services INC (CIK: 0001541625) is a financial institution headquartered at 5429 Lbj Freeway, Suite 750, Dallas, Texas 75240. The firm regularly files Form 13F with the U.S. Securities and Exchange Commission (SEC), disclosing its equity holdings and investment positions.

As of the latest reporting period (2026-03-31), the institution manages a portfolio valued at $6.21 B, comprising 1,417 distinct securities. Over its filing history, it has submitted 54 Form 13F reports.

To view the institution’s full SEC filing history:
🔗 View All SEC Filings

Q1 2026 — Top-10 concentration: 17.3%. Quarterly turnover: 6.6%. ▲ 150 new, +678 added, −522 reduced, ×92 exited.

Top Buys

Q1 2026

1. JNJ Johnson & Johnson

+$20.16 M

2. NFLX Netflix

+$18.72 M

3. IEZ Ishares Us Oil Equipment & Services Etf

+$11.98 M

4. SOXX Ishares Semiconductor Etf

+$11.43 M

5. ADI Analog Devices

+$10.07 M

Top Sells

Q1 2026

1. SLV Ishares Silver Trust

−$14.49 M

2. IYC Ishares Us Consumer Discretionary Etf

−$12.25 M

3. IBM International Business Machines Corporation

−$11.87 M

4. FTGS First Trust Growth Strength Etf

−$8.52 M

5. QQQ Invesco Qqq Trust Series I

−$8.15 M

Stocks/ETFs

+1.96%

$6.15 B 99.05%

Options

$0 0.00%

Debt

-4.83%

$243,075 0.00%

Other

-1.66%

$58.65 M 0.94%

Name	Shares	Market Value	Weight	Change	Activity
Apple AAPL	858,322	$217.9 M	3.51%	▲ 14,064	Add 1.7%
Nvidia Corporation NVDA	1.12 M	$195.37 M	3.15%	▼ 46,661	Reduce -4.0%
Microsoft Corporation MSFT	292,123	$108.2 M	1.74%	▲ 16,999	Add 6.2%
Amazoncom AMZN	453,861	$94.52 M	1.52%	▲ 28,546	Add 6.7%
Alphabet GOOGL	286,101	$82.29 M	1.33%	▼ 829	Reduce -0.3%
Invesco Qqq Trust Series I ETF-QQQ	139,784	$80.76 M	1.30%	▼ 14,114	Reduce -9.2%
First Trust Rising Dividend Achievers Etf ETF-RDVY	1.17 M	$79.99 M	1.29%	▲ 57,154	Add 5.1%
Exxon Mobil Corporation XOM	413,557	$70.18 M	1.13%	▼ 3,989	Reduce -1.0%
Jpmorgan Chase & Co JPM	232,028	$68.28 M	1.10%	▼ 1,256	Reduce -0.5%
Honeywell International HON	301,881	$68.24 M	1.10%	▲ 135	Add 0.0%

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Prospera Financial Services INC's Portfolio

This portfolio view aggregates one or more SEC Form 13F filings submitted by Prospera Financial Services INC each quarter. Holdings are organized into Stocks/ETFs, Options, Debt, and Other, with transaction markers indicating New Buy, Add, Reduce, No Change, or Sold Out. Reported anomalies are corrected where possible, and share counts are adjusted to reflect corporate actions such as stock splits. Since 2013, we have collected 52 quarters of portfolio data for this firm, providing a transparent record of institutional strategy over time.

Options Exposure History

CALL PUT

Report Date	Type	Underlying Shares	Notional Value	% Change

Report Date	Bought/Sold (Sh.)	% Change	Qtr. End Shares	Reported Price

Stocks ETFs

Name	Shares	Value	% of Portfolio	% Change
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CALL PUT

Type	Name	Shares	Value	% of Portfolio	% Change
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Name	Amount	Value	% of Portfolio	% Change
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Prospera Financial Services INC Quarterly 13F Statistics

Discover detailed insights into Prospera Financial Services INC’s SEC Form 13F filings, including:

Quarterly changes in holdings
Portfolio turnover
Asset allocation trends
Top 10 stock and ETF positions

This page provides a transparent view of institutional strategies based on official SEC disclosures, helping investors track long‑term shifts since 2013.

Quarter	Holdings	Total Value	Turnover Rate	Asset Allocation	Top 10 Stock & ETF Holdings

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Prospera Financial Services INC's All 13F Filings

This section lists all SEC Form 13F filings submitted by Prospera Financial Services INC.

Form 13F must be filed within 45 days after the end of each calendar quarter and discloses the reporting manager, the securities held, their CUSIP numbers, the number of shares held at quarter-end, and the total reported market value.

Please note that the market value shown reflects reported holdings only and should not be considered a substitute for Assets Under Management (AUM), as cash positions are excluded.
Each filing entry includes a direct link to the original Form 13F document on the SEC’s EDGAR system .

Report For	Filed At	AUM	Holdings	Form Type	Source

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Insider Trading Activity (SEC Form 4)

This section tracks real-time insider transactions reported via SEC Form 4 filings. Unlike the quarterly 13F portfolio snapshots, these records reflect immediate buying and selling activity where the filer acts as a corporate insider. Use this data to spot timely market moves.

Date Top Line (Transaction Date): The date of the most recent insider transaction. Bottom Line (Filing Date): The date the transaction was filed with the SEC.	Value Total Value: The total monetary value of the transaction. (Shares × Price)	Shares Shares Traded: Number of shares bought or sold in this specific transaction. Adjusted for splits.	Position / Chg Top Line (Held): Total shares owned after the transaction. Bottom Line (Change %): The percentage change in holdings due to this trade.
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Data Source & Methodology: This table is sourced exclusively from SEC Form 4 filings and is adjusted for stock splits. It reflects active insider trading decisions and does not include passive beneficial ownership reported in 13F or 13D/G filings.

Prospera Financial Services INC 13F Filings, Portfolio & Analysis

Prospera Financial Services INC — Portfolio Overview & Company Profile

Portfolio Summary (Q1 2026)

Top Buys

Top Sells

Asset Allocation

Sector Allocation (Stocks)

Top Stock & ETF Holdings (Q1 2026)

Historical Portfolio Charts

Prospera Financial Services INC's Portfolio

Prospera Financial Services INC Quarterly 13F Statistics

Prospera Financial Services INC's All 13F Filings

Insider Trading Activity (SEC Form 4)