Ladenburg Thalmann Financial Services Inc. (CIK: 0001029730) is a financial institution headquartered at 4400 Biscayne Blvd., 12Th Floor, Miami, Florida 33137. The firm regularly files Form 13F with the U.S. Securities and Exchange Commission (SEC), disclosing its equity holdings and investment positions.

As of the latest reporting period (2019-12-31), the institution manages a portfolio valued at $15.88 B, comprising 5,593 distinct securities. Over its filing history, it has submitted 27 Form 13F reports.

To view the institution’s full SEC filing history:
🔗 View All SEC Filings

Q4 2019 — Top-10 concentration: 14.4%. Quarterly turnover: 4.4%. ▲ 219 new, +2244 added, −1760 reduced, ×173 exited.

Top Buys

Q4 2019

1. AMZN Amazoncom

+$134.29 M

2. QUAL Ishares Msci Usa Quality Factor Etf

+$65.89 M

3. SCHG Schwab Us Large-Cap Growth Etf

+$55.33 M

4. SPYV Spdr Portfolio S&P 500 Value Etf

+$45.13 M

5. GOVT Ishares Us Treasury Bond Etf

+$42.76 M

Top Sells

Q4 2019

1. USMV Ishares Msci Usa Min Vol Factor Etf

−$50.49 M

2. IWF Ishares Russell 1000 Growth Etf

−$49.43 M

3. IWD Ishares Russell 1000 Value Etf

−$39.2 M

4. IJS Ishares S&P Small-Cap 600 Value Etf

−$29.2 M

5. XLU Utilities Select Sector Spdr Fund

−$16.23 M

Stocks/ETFs

+9.88%

$15.52 B 97.69%

Options

$0 0.00%

Debt

+2.30%

$4.93 M 0.03%

Other

-2.93%

$361.95 M 2.28%

Name	Shares	Market Value	Weight	Change	Activity
Apple AAPL	6.79 M	$456.79 M	2.88%	▲ 368,504	Add 5.7%
Ishares Core S&P 500 Etf ETF-IVV	1.09 M	$307.58 M	1.94%	▲ 98,498	Add 9.9%
Vanguard Ftse Developed Markets Etf ETF-VEA	4.83 M	$212.36 M	1.34%	▲ 35,186	Add 0.7%
Spdr S&P 500 Etf Trust ETF-SPY	1.11 M	$211.74 M	1.33%	▲ 60,459	Add 5.8%
Microsoft Corporation MSFT	1.29 M	$197.44 M	1.24%	▲ 54,189	Add 4.4%
Berkshire Hathaway BRK.B	841,819	$186.21 M	1.17%	▲ 13,531	Add 1.6%
Amazoncom AMZN	8.4 M	$173.2 M	1.09%	▲ 6,513,820	Add 345.1%
Invesco Qqq Trust Series I ETF-QQQ	827,507	$171.06 M	1.08%	▲ 168,985	Add 25.7%
Schwab Us Large-Cap Growth Etf ETF-SCHG	1.73 M	$162.16 M	1.02%	▲ 588,853	Add 51.8%
Vanguard S&P 500 Etf ETF-VOO	579,901	$159.83 M	1.01%	▲ 4,823	Add 0.8%

View Full List

Ladenburg Thalmann Financial Services Inc.'s Portfolio

This portfolio view aggregates one or more SEC Form 13F filings submitted by Ladenburg Thalmann Financial Services Inc. each quarter. Holdings are organized into Stocks/ETFs, Options, Debt, and Other, with transaction markers indicating New Buy, Add, Reduce, No Change, or Sold Out. Reported anomalies are corrected where possible, and share counts are adjusted to reflect corporate actions such as stock splits. Since 2013, we have collected 27 quarters of portfolio data for this firm, providing a transparent record of institutional strategy over time.

Options Exposure History

CALL PUT

Report Date	Type	Underlying Shares	Notional Value	% Change

Report Date	Bought/Sold (Sh.)	% Change	Qtr. End Shares	Reported Price

Stocks ETFs

Name	Shares	Value	% of Portfolio	% Change
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CALL PUT

Type	Name	Shares	Value	% of Portfolio	% Change
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Name	Amount	Value	% of Portfolio	% Change
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Ladenburg Thalmann Financial Services Inc. Quarterly 13F Statistics

Discover detailed insights into Ladenburg Thalmann Financial Services Inc.’s SEC Form 13F filings, including:

Quarterly changes in holdings
Portfolio turnover
Asset allocation trends
Top 10 stock and ETF positions

This page provides a transparent view of institutional strategies based on official SEC disclosures, helping investors track long‑term shifts since 2013.

Quarter	Holdings	Total Value	Turnover Rate	Asset Allocation	Top 10 Stock & ETF Holdings

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Ladenburg Thalmann Financial Services Inc.'s All 13F Filings

This section lists all SEC Form 13F filings submitted by Ladenburg Thalmann Financial Services Inc..

Form 13F must be filed within 45 days after the end of each calendar quarter and discloses the reporting manager, the securities held, their CUSIP numbers, the number of shares held at quarter-end, and the total reported market value.

Please note that the market value shown reflects reported holdings only and should not be considered a substitute for Assets Under Management (AUM), as cash positions are excluded.
Each filing entry includes a direct link to the original Form 13F document on the SEC’s EDGAR system .

Report For	Filed At	AUM	Holdings	Form Type	Source

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Insider Trading Activity (SEC Form 4)

This section tracks real-time insider transactions reported via SEC Form 4 filings. Unlike the quarterly 13F portfolio snapshots, these records reflect immediate buying and selling activity where the filer acts as a corporate insider. Use this data to spot timely market moves.

Date Top Line (Transaction Date): The date of the most recent insider transaction. Bottom Line (Filing Date): The date the transaction was filed with the SEC.	Value Total Value: The total monetary value of the transaction. (Shares × Price)	Shares Shares Traded: Number of shares bought or sold in this specific transaction. Adjusted for splits.	Position / Chg Top Line (Held): Total shares owned after the transaction. Bottom Line (Change %): The percentage change in holdings due to this trade.
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Data Source & Methodology: This table is sourced exclusively from SEC Form 4 filings and is adjusted for stock splits. It reflects active insider trading decisions and does not include passive beneficial ownership reported in 13F or 13D/G filings.

Ladenburg Thalmann Financial Services Inc. 13F Filings, Portfolio & Analysis

Ladenburg Thalmann Financial Services Inc. — Portfolio Overview & Company Profile

Portfolio Summary (Q4 2019)

Top Buys

Top Sells

Asset Allocation

Sector Allocation (Stocks)

Top Stock & ETF Holdings (Q4 2019)

Historical Portfolio Charts

Ladenburg Thalmann Financial Services Inc.'s Portfolio

Ladenburg Thalmann Financial Services Inc. Quarterly 13F Statistics

Ladenburg Thalmann Financial Services Inc.'s All 13F Filings

Insider Trading Activity (SEC Form 4)