Ken Fisher’s CAT Holdings & Trades

First Buy
Q2 2013
Duration Held
50 Quarters
Largest Add
Q3 2019
+5.31 M Shares
Current Position
9.44 M Shares
$4.5 B Value

Ken Fisher's CAT Position Overview

Ken Fisher (via Fisher Asset Management, LLC) currently holds 9.44 M shares of Caterpillar Inc. (CAT) worth $4.5 B, representing 1.63% of the portfolio. First purchased in 2013-Q2, this long-term strategic position has been held for 50 quarters.

Based on 13F filings since 2013, Ken Fisher has maintained a long-term strategic position in CAT, representing a significant commitment to this investment thesis. Largest addition occurred in Q3 2019, adding 5.31 M shares. Largest reduction occurred in Q3 2022, reducing 212,820 shares.

Analysis based on 13F filings available since 2013 Q2

Ken Fisher's Caterpillar (CAT) Holding Value Over Time

Track share changes against reported price movement

Quarterly Caterpillar (CAT) Trades by Ken Fisher

Period Bought/Sold (Sh.) % Change Qtr. End Shares Reported Price
Q2 2013 +13,181 Add 0.00% 13,180 $82.47
Q3 2013 -2,225 Reduce 16.88% 10,955 $83.43
Q4 2013 -494 Reduce 4.51% 10,461 $90.81
Q1 2014 +2,161 Add 20.66% 12,622 $99.35
Q2 2014 -4,436 Reduce 35.14% 8,186 $108.72
Q3 2014 -693 Reduce 8.47% 7,493 $99.03
Q4 2014 -98 Reduce 1.31% 7,395 $91.55
Q1 2015 +44 Add 0.59% 7,439 $79.98
Q2 2015 +1,316 Add 17.69% 8,755 $84.87
Q3 2015 +4,587 Add 52.39% 13,342 $65.36
Q4 2015 -7,177 Reduce 53.79% 6,165 $67.96
Q1 2016 +32 Add 0.52% 6,197 $79.23
Q2 2016 -1,565 Reduce 25.25% 4,632 $77.72
Q3 2016 +176 Add 3.80% 4,808 $88.81
Q4 2016 -1,172 Reduce 24.38% 3,636 $92.68
Q1 2017 +898 Add 24.70% 4,534 $92.85
Q2 2017 +1,659 Add 36.59% 6,193 $107.38
Q3 2017 -195 Reduce 3.15% 5,998 $124.71
Q4 2017 -677 Reduce 11.29% 5,321 $157.49
Q1 2018 +1,428 Add 26.84% 6,749 $147.43
Q2 2018 +752 Add 11.14% 7,501 $135.72
Q3 2018 +1,854 Add 24.72% 9,355 $152.54
Q4 2018 -69 Reduce 0.74% 9,286 $127.07
Q1 2019 +19,825 Add 213.49% 29,111 $135.48
Q2 2019 +33,833 Add 116.22% 62,944 $136.30
Q3 2019 +5.31 M Add 8442.19% 5.38 M $126.31
Q4 2019 +170,314 Add 3.17% 5.55 M $147.68
Q1 2020 +62,036 Add 1.12% 5.61 M $116.04
Q2 2020 +190,262 Add 3.39% 5.8 M $126.50
Q3 2020 +193,890 Add 3.34% 5.99 M $149.15
Q4 2020 +194,728 Add 3.25% 6.19 M $182.02
Q1 2021 +226,607 Add 3.66% 6.41 M $231.87
Q2 2021 +228,718 Add 3.57% 6.64 M $217.63
Q3 2021 +192,752 Add 2.90% 6.84 M $191.97
Q4 2021 +168,085 Add 2.46% 7 M $206.74
Q1 2022 +268,133 Add 3.83% 7.27 M $222.82
Q2 2022 +230,946 Add 3.18% 7.5 M $178.76
Q3 2022 -212,820 Reduce 2.84% 7.29 M $164.08
Q4 2022 +100,168 Add 1.37% 7.39 M $239.56
Q1 2023 +132,306 Add 1.79% 7.52 M $228.84
Q2 2023 +201,384 Add 2.68% 7.72 M $246.05
Q3 2023 +241,626 Add 3.13% 7.97 M $273.00
Q4 2023 +173,108 Add 2.17% 8.14 M $295.67
Q1 2024 +202,601 Add 2.49% 8.34 M $366.43
Q2 2024 +405,979 Add 4.87% 8.75 M $333.10
Q3 2024 +205,012 Add 2.34% 8.95 M $391.12
Q4 2024 +129,143 Add 1.44% 9.08 M $362.76
Q1 2025 +128,350 Add 1.41% 9.21 M $329.80
Q2 2025 +208,196 Add 2.26% 9.42 M $388.21
Q3 2025 +20,876 Add 0.22% 9.44 M $477.15

Ken Fisher's Caterpillar Investment FAQs

Ken Fisher first purchased Caterpillar Inc. (CAT) in Q2 2013, acquiring 13,180 shares, as reported in their 13F filing for that period. Note: Analysis reflects filings available since Q2 2013; earlier records may be incomplete.

Ken Fisher has held Caterpillar Inc. (CAT) for 50 quarters since Q2 2013. Note: Analysis reflects filings available since Q2 2013; earlier records may be incomplete.

Ken Fisher's largest addition to Caterpillar Inc. (CAT) was in Q3 2019, adding 5,376,797 shares worth $679.14 M. Note: Analysis reflects filings available since Q2 2013; earlier records may be incomplete.

According to the latest 13F filing for Q3 2025, Ken Fisher's firm, Fisher Asset Management, LLC, owns 9,439,197 shares of Caterpillar Inc. (CAT), valued at approximately $4.5 B. Note: Analysis reflects filings available since Q2 2013; earlier records may be incomplete.

As of the Q3 2025 filing, Caterpillar Inc. (CAT) represents approximately 1.63% of Ken Fisher's publicly disclosed stock portfolio, making it one of their key holdings. Note: Analysis reflects filings available since Q2 2013; earlier records may be incomplete.

Ken Fisher's peak holding in Caterpillar Inc. (CAT) was 9,439,197 shares, as reported at the end of Q3 2025. Note: Analysis reflects filings available since Q2 2013; earlier records may be incomplete.