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Warberg Asset Management - Q1 2026 13F Filings

WA

Warberg Asset Management LLC

CIK: 0001597506
Address: Illinois Winnetka 716 Oak Street
$599.63 M
Portfolio Value
192
Assets Held
Reporting Period: Q1 2026
Filing Status:
Active
Last Updated: 05/07/2026

Portfolio Summary (Q1 2026)

View Full Portfolio Analysis

Top Buys

Q1 2026
1. Cornerstone Strategic Invest
+$7.59 M
2. Albemarle
+$1.9 M
3. XLE Energy Select Sector Spdr Fund
+$1.77 M
4. QQQ Invesco Qqq Trust Series I
+$1.73 M
5. SGOV Ishares 0-3 Month Treasury Bond Etf
+$1.7 M

Top Sells

Q1 2026
1. D Boral Arc Acq I
−$979,068.42
2. RGTI Rigetti Computing
−$923,655
3. AAM Aa Mission Acquisition
−$716,981
4. TLNC Talon Capital
−$583,084
5. KVAC Keen Vision Acquisition Corporation
−$540,819

Asset Allocation

Stocks/ETFs
+61.40%
$47.41 M 7.91%
Options
-48.47%
$256.91 M 42.84%
Debt
-10.40%
$262.77 M 43.82%
Other
+225.27%
$32.54 M 5.43%

Sector Allocation (Stocks)

Warberg Asset Management Q1 2026 Filing Summary

Warberg Asset Management LLC filed its 13F report for Q1 2026 on May 07, 2026. The portfolio totaled 599.63 M reflecting a -27.86% change from the prior quarter, spanning 192 assets. Allocations were 7.9% Equities, 42.8% Options, and 43.8% Debt. The top 10 holdings comprised 48.1% of the portfolio, with Financials as the largest sector allocation. Quarterly activity included 35 new positions and 27 complete exits.

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Data Summary

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Total Value:

Actions

Issuer Name Class Value Shares Option Type

FAQs for Warberg Asset Management’s Q1 2026 Filing

Warberg Asset Management submitted their Form 13F-HR for the Q1 2026 period on 05/07/2026. This was the only submission for the quarter.

In the Q1 2026 filing, Warberg Asset Management reported a managed portfolio value of 599.63 M, consisting of 192 individual positions.

This page displays the raw filing documents. To see which stocks Warberg Asset Management bought or sold during Q1 2026, please visit Warberg Asset Management's Portfolio Analysis page.