Lpl Financial LLC (CIK: 0001403438) is a financial institution headquartered at 1055 Lpl Way, , Fort Mill, South Carolina 29715. The firm regularly files Form 13F with the U.S. Securities and Exchange Commission (SEC), disclosing its equity holdings and investment positions.

As of the latest reporting period (2026-03-31), the institution manages a portfolio valued at $376.56 B, comprising 5,964 distinct securities. Over its filing history, it has submitted 53 Form 13F reports.

To view the institution’s full SEC filing history:
🔗 View All SEC Filings

Q1 2026 — Top-10 concentration: 13.9%. Quarterly turnover: 3.0%. ▲ 295 new, +3209 added, −2109 reduced, ×176 exited.

Top Buys

Q1 2026

1. VONV Vanguard Russell 1000 Value Etf

+$1.38 B

2. VONG Vanguard Russell 1000 Growth Etf

+$944.23 M

3. IVV Ishares Core S&P 500 Etf

+$721.42 M

4. EFG Ishares Msci Eafe Growth Etf

+$640.38 M

5. SPLG Spdr Portfolio S&P 500 Etf

+$547.22 M

Top Sells

Q1 2026

1. VTI Vanguard Total Stock Market Etf

−$1.2 B

2. OEF Ishares S&P 100 Etf

−$1.05 B

3. IWM Ishares Russell 2000 Etf

−$920.01 M

4. IJH Ishares Core S&P Mid-Cap Etf

−$408.86 M

5. IAU Ishares Gold Trust

−$314.06 M

Stocks/ETFs

+2.84%

$375.68 B 99.77%

Options

-7.25%

$386.46 M 0.10%

Debt

+23.44%

$31.86 M 0.01%

Other

+7.65%

$461.85 M 0.12%

Name	Shares	Market Value	Weight	Change	Activity
Ishares Core S&P 500 Etf ETF-IVV	11.59 M	$7.57 B	2.01%	▲ 1,104,430	Add 10.5%
Spdr S&P 500 Etf Trust ETF-SPY	9.96 M	$6.48 B	1.72%	▼ 207,794	Reduce -2.0%
Invesco Qqq Trust Series I ETF-QQQ	10.56 M	$6.09 B	1.62%	▼ 170,856	Reduce -1.6%
Apple AAPL	23.7 M	$6.01 B	1.60%	▲ 89,415	Add 0.4%
Nvidia Corporation NVDA	33.5 M	$5.84 B	1.55%	▲ 347,242	Add 1.1%
Spdr Portfolio S&P 500 Etf ETF-SPLG	58.66 M	$4.49 B	1.19%	▲ 7,149,483	Add 13.9%
Ishares Core Msci Eafe Etf ETF-IEFA	46.03 M	$4.17 B	1.11%	▲ 5,240,582	Add 12.9%
Spdr Portfolio S&P 500 Growth Etf ETF-SPYG	39.83 M	$3.9 B	1.04%	▼ 387,298	Reduce -1.0%
Microsoft Corporation MSFT	10.34 M	$3.83 B	1.02%	▲ 329,577	Add 3.3%
Vanguard S&P 500 Etf ETF-VOO	6.4 M	$3.83 B	1.02%	▼ 412,912	Reduce -6.1%

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Lpl Financial LLC's Portfolio

This portfolio view aggregates one or more SEC Form 13F filings submitted by Lpl Financial LLC each quarter. Holdings are organized into Stocks/ETFs, Options, Debt, and Other, with transaction markers indicating New Buy, Add, Reduce, No Change, or Sold Out. Reported anomalies are corrected where possible, and share counts are adjusted to reflect corporate actions such as stock splits. Since 2013, we have collected 52 quarters of portfolio data for this firm, providing a transparent record of institutional strategy over time.

Options Exposure History

CALL PUT

Report Date	Type	Underlying Shares	Notional Value	% Change

Report Date	Bought/Sold (Sh.)	% Change	Qtr. End Shares	Reported Price

Stocks ETFs

Name	Shares	Value	% of Portfolio	% Change
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CALL PUT

Type	Name	Shares	Value	% of Portfolio	% Change
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Name	Amount	Value	% of Portfolio	% Change
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Name	Shares	Value	% of Portfolio	% Change
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Lpl Financial LLC Quarterly 13F Statistics

Discover detailed insights into Lpl Financial LLC’s SEC Form 13F filings, including:

Quarterly changes in holdings
Portfolio turnover
Asset allocation trends
Top 10 stock and ETF positions

This page provides a transparent view of institutional strategies based on official SEC disclosures, helping investors track long‑term shifts since 2013.

Quarter	Holdings	Total Value	Turnover Rate	Asset Allocation	Top 10 Stock & ETF Holdings

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Lpl Financial LLC's All 13F Filings

This section lists all SEC Form 13F filings submitted by Lpl Financial LLC.

Form 13F must be filed within 45 days after the end of each calendar quarter and discloses the reporting manager, the securities held, their CUSIP numbers, the number of shares held at quarter-end, and the total reported market value.

Please note that the market value shown reflects reported holdings only and should not be considered a substitute for Assets Under Management (AUM), as cash positions are excluded.
Each filing entry includes a direct link to the original Form 13F document on the SEC’s EDGAR system .

Report For	Filed At	AUM	Holdings	Form Type	Source

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Insider Trading Activity (SEC Form 4)

This section tracks real-time insider transactions reported via SEC Form 4 filings. Unlike the quarterly 13F portfolio snapshots, these records reflect immediate buying and selling activity where the filer acts as a corporate insider. Use this data to spot timely market moves.

Date Top Line (Transaction Date): The date of the most recent insider transaction. Bottom Line (Filing Date): The date the transaction was filed with the SEC.	Value Total Value: The total monetary value of the transaction. (Shares × Price)	Shares Shares Traded: Number of shares bought or sold in this specific transaction. Adjusted for splits.	Position / Chg Top Line (Held): Total shares owned after the transaction. Bottom Line (Change %): The percentage change in holdings due to this trade.
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Data Source & Methodology: This table is sourced exclusively from SEC Form 4 filings and is adjusted for stock splits. It reflects active insider trading decisions and does not include passive beneficial ownership reported in 13F or 13D/G filings.

Lpl Financial LLC 13F Filings, Portfolio & Analysis

Lpl Financial LLC — Portfolio Overview & Company Profile

Portfolio Summary (Q1 2026)

Top Buys

Top Sells

Asset Allocation

Sector Allocation (Stocks)

Top Stock & ETF Holdings (Q1 2026)

Historical Portfolio Charts

Lpl Financial LLC's Portfolio

Lpl Financial LLC Quarterly 13F Statistics

Lpl Financial LLC's All 13F Filings

Insider Trading Activity (SEC Form 4)