3D Asset Management, INC (CIK: 0001359371) is a financial institution headquartered at 111 Founders Plaza Suite 1707, , Hartford, Connecticut 06108. The firm regularly files Form 13F with the U.S. Securities and Exchange Commission (SEC), disclosing its equity holdings and investment positions.

As of the latest reporting period (2020-09-30), the institution manages a portfolio valued at $359.6 M, comprising 76 distinct securities. Over its filing history, it has submitted 30 Form 13F reports.

To view the institution’s full SEC filing history:
🔗 View All SEC Filings

Q3 2020 — Top-10 concentration: 79.2%. Quarterly turnover: 3.3%. ▲ 19 new, +13 added, −29 reduced, ×8 exited.

Top Buys

Q3 2020

1. VTV Vanguard Value Etf

+$565,711.22

2. QLC Flexshares Us Quality Large Cap Index Fund

+$400,905.69

3. CGC Canopy Growth Corporation

+$396,000

4. AAPL Apple

+$391,000

5. XLY Consumer Discretionary Select Sector Spdr Fund

+$390,000

Top Sells

Q3 2020

1. AGGY Wisdomtree Yield Enhanced Us Aggregate Bond Fund

−$2.49 M

2. EZM Wisdomtree Us Midcap Fund

−$1.96 M

3. GSIE Goldman Sachs Activebeta International Equity Etf

−$1.95 M

4. JQUA Jpmorgan Us Quality Factor Etf

−$1.93 M

5. DLS Wisdomtree International Smallcap Dividend Fund

−$1.61 M

Stocks/ETFs

-0.42%

$303.94 M 84.52%

Options

$0 0.00%

Debt

$0 0.00%

Other

+3.78%

$55.66 M 15.48%

Name	Shares	Market Value	Weight	Change	Activity
Vanguard Value Etf ETF-VTV	373,037	$38.99 M	10.84%	▲ 5,413	Add 1.5%
Jpmorgan Us Quality Factor Etf ETF-JQUA	1.02 M	$33.17 M	9.22%	▼ 59,459	Reduce -5.5%
Flexshares Quality Dividend Defensive Index Fund ETF-QDEF	740,612	$32.74 M	9.11%	▼ 30,972	Reduce -4.0%
Wisdomtree Yield Enhanced Us Aggregate Bond Fund ETF-AGGY	579,617	$31.2 M	8.67%	▼ 46,265	Reduce -7.4%
Goldman Sachs Activebeta International Equity Etf ETF-GSIE	804,573	$22.65 M	6.30%	▼ 69,265	Reduce -7.9%
Wisdomtree Us Midcap Fund ETF-EZM	649,870	$22.22 M	6.18%	▼ 57,343	Reduce -8.1%
Wisdomtree International Smallcap Dividend Fund ETF-DLS	320,308	$19.19 M	5.34%	▼ 26,944	Reduce -7.8%
First Trust Low Duration Opportunities Etf ETF-LMBS	295,918	$15.29 M	4.25%	▼ 22,468	Reduce -7.1%
Wisdomtree Us Smallcap Fund ETF-EES	450,142	$13.45 M	3.74%	▼ 37,227	Reduce -7.6%
Ishares Msci Intl Value Factor Etf ETF-IVLU	598,364	$11.71 M	3.26%	▼ 18,094	Reduce -2.9%

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3D Asset Management, INC's Portfolio

This portfolio view aggregates one or more SEC Form 13F filings submitted by 3D Asset Management, INC each quarter. Holdings are organized into Stocks/ETFs, Options, Debt, and Other, with transaction markers indicating New Buy, Add, Reduce, No Change, or Sold Out. Reported anomalies are corrected where possible, and share counts are adjusted to reflect corporate actions such as stock splits. Since 2013, we have collected 30 quarters of portfolio data for this firm, providing a transparent record of institutional strategy over time.

Options Exposure History

CALL PUT

Report Date	Type	Underlying Shares	Notional Value	% Change

Report Date	Bought/Sold (Sh.)	% Change	Qtr. End Shares	Reported Price

Stocks ETFs

Name	Shares	Value	% of Portfolio	% Change
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CALL PUT

Type	Name	Shares	Value	% of Portfolio	% Change
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Name	Amount	Value	% of Portfolio	% Change
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Name	Shares	Value	% of Portfolio	% Change
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3D Asset Management, INC Quarterly 13F Statistics

Discover detailed insights into 3D Asset Management, INC’s SEC Form 13F filings, including:

Quarterly changes in holdings
Portfolio turnover
Asset allocation trends
Top 10 stock and ETF positions

This page provides a transparent view of institutional strategies based on official SEC disclosures, helping investors track long‑term shifts since 2013.

Quarter	Holdings	Total Value	Turnover Rate	Asset Allocation	Top 10 Stock & ETF Holdings

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3D Asset Management, INC's All 13F Filings

This section lists all SEC Form 13F filings submitted by 3D Asset Management, INC.

Form 13F must be filed within 45 days after the end of each calendar quarter and discloses the reporting manager, the securities held, their CUSIP numbers, the number of shares held at quarter-end, and the total reported market value.

Please note that the market value shown reflects reported holdings only and should not be considered a substitute for Assets Under Management (AUM), as cash positions are excluded.
Each filing entry includes a direct link to the original Form 13F document on the SEC’s EDGAR system .

Report For	Filed At	AUM	Holdings	Form Type	Source

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Insider Trading Activity (SEC Form 4)

This section tracks real-time insider transactions reported via SEC Form 4 filings. Unlike the quarterly 13F portfolio snapshots, these records reflect immediate buying and selling activity where the filer acts as a corporate insider. Use this data to spot timely market moves.

Date Top Line (Transaction Date): The date of the most recent insider transaction. Bottom Line (Filing Date): The date the transaction was filed with the SEC.	Value Total Value: The total monetary value of the transaction. (Shares × Price)	Shares Shares Traded: Number of shares bought or sold in this specific transaction. Adjusted for splits.	Position / Chg Top Line (Held): Total shares owned after the transaction. Bottom Line (Change %): The percentage change in holdings due to this trade.
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Data Source & Methodology: This table is sourced exclusively from SEC Form 4 filings and is adjusted for stock splits. It reflects active insider trading decisions and does not include passive beneficial ownership reported in 13F or 13D/G filings.

3D Asset Management, INC 13F Filings, Portfolio & Analysis

3D Asset Management, INC — Portfolio Overview & Company Profile

Portfolio Summary (Q3 2020)

Top Buys

Top Sells

Asset Allocation

Sector Allocation (Stocks)

Top Stock & ETF Holdings (Q3 2020)

Historical Portfolio Charts

3D Asset Management, INC's Portfolio

3D Asset Management, INC Quarterly 13F Statistics

3D Asset Management, INC's All 13F Filings

Insider Trading Activity (SEC Form 4)