Seros Financial 13F Portfolio Q3 2025

Seros Financial, LLC (CIK: 0002039918) is a financial institution headquartered at 2141 East Broadway Rd., Suite 220, Tempe, Arizona 85282. The firm regularly files Form 13F with the U.S. Securities and Exchange Commission (SEC), disclosing its equity holdings and investment positions.

As of the latest reporting period (2025-09-30), the institution manages a portfolio valued at $171,758,410, comprising 64 distinct securities. Over its filing history, it has submitted 5 Form 13F reports.

To view the institution’s full SEC filing history:
🔗 View All SEC Filings

Top Buys

Q3 2025

1. SCHF Schwab International Equity ETF

+$10.59 M

2. SPMO Invesco S&P 500 Momentum ETF

+$9.4 M

3. CASH Pathward Financial, Inc.

+$6.5 M

4. SHYL Xtrackers Short Duration High Yield Bond ETF

+$4.26 M

5. BRK.B Berkshire Hathaway Inc.

+$950,674.58

Top Sells

Q3 2025

1. BUFR FT Vest Laddered Buffer ETF

−$9.56 M

2. IVE iShares S&P 500 Value ETF

−$9.36 M

3. UJUL Innovator U.S. Equity Ultra Buffer ETF - July

−$9.04 M

4. GRPM Invesco S&P MidCap 400 GARP ETF

−$911,041

5. SPSM SPDR Portfolio S&P 600 Small Cap ETF

−$477,346

Stocks/ETFs

+8.87%

$171.76 M 100.00%

Options

$0 0.00%

Debt

$0 0.00%

Other

$0 0.00%

Name	Shares	Market Value	Weight	Change	Activity
Invesco S&P 500 Momentum ETF ETF-SPMO	201,404	$24,382,017	14.20%	▲ 77,643	Add 62.7%
Invesco QQQ Trust Series I ETF-QQQ	26,767	$16,070,374	9.36%	▼ 719	Reduce -2.6%
Berkshire Hathaway Inc. BRK.B	21,288	$10,702,253	6.23%	▲ 1,891	Add 9.8%
Schwab International Equity ETF ETF-SCHF	454,810	$10,587,979	6.16%	▲ 454,810	New Buy
Global X Adaptive U.S. Factor ETF ETF-AUSF	220,411	$10,251,319	5.97%	▲ 10,239	Add 4.9%
iShares Russell Top 200 Growth ETF ETF-IWY	35,263	$9,649,844	5.62%	▼ 274	Reduce -0.8%
First Trust Preferred Securities & Income ETF ETF-FPE	462,973	$8,444,624	4.92%	▲ 21,104	Add 4.8%
Invesco S&P 500 Top 50 ETF ETF-XLG	136,129	$7,830,152	4.56%	▲ 267	Add 0.2%
Innovator Laddered Allocation Buffer ETF ETF-BUFB	214,270	$7,658,006	4.46%	▲ 6,677	Add 3.2%
FT Vest Laddered Nasdaq Buffer ETF ETF-BUFQ	216,340	$7,537,287	4.39%	▲ 2,278	Add 1.1%

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Seros Financial, LLC's Portfolio

This portfolio view aggregates one or more SEC Form 13F filings submitted by Seros Financial, LLC each quarter. Holdings are organized into Stocks/ETFs, Options, Debt, and Other, with transaction markers indicating New Buy, Add, Reduce, No Change, or Sold Out. Reported anomalies are corrected where possible, and share counts are adjusted to reflect corporate actions such as stock splits. Since 2013, we have collected 4 quarters of portfolio data for this firm, providing a transparent record of institutional strategy over time.

Stocks ETFs

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Seros Financial, LLC Quarterly 13F Statistics

📊 Discover detailed insights into Seros Financial, LLC’s SEC Form 13F filings, including:

Quarterly changes in holdings
Portfolio turnover
Asset allocation trends
Top 10 stock and ETF positions

This page provides a transparent view of institutional strategies based on official SEC disclosures, helping investors track long‑term shifts since 2013.

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Seros Financial, LLC's All 13F Filings

📑 This section lists all SEC Form 13F filings submitted by Seros Financial, LLC, a registered institutional investment manager. Since 2013, we have tracked a total of 0 filings submitted by this firm.

Form 13F must be filed within 45 days after the end of each calendar quarter and discloses the reporting manager, the securities held, their CUSIP numbers, the number of shares held at quarter-end, and the total reported market value.

Please note that the market value shown reflects reported holdings only and should not be considered a substitute for Assets Under Management (AUM), as cash positions are excluded.
Each filing entry includes a direct link to the original Form 13F document on the SEC’s EDGAR system .

Report For	Filed At	AUM	Holdings	Form Type	Source

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Seros Financial, LLC 13F Filings, Portfolio & Analysis

Seros Financial, LLC — Portfolio Overview & Company Profile

Portfolio Summary (Q3 2025)

Top Buys

Top Sells

Asset Allocation

Sector Allocation (Stocks)

Top Stock & ETF Holdings (Q3 2025)

Historical Portfolio Charts

Seros Financial, LLC's Portfolio

Seros Financial, LLC Quarterly 13F Statistics

Seros Financial, LLC's All 13F Filings